Notice To Members 88-53

SiPC Trustee Appointed: Fitzgerald, DeArman & Roberts, Inc., 6400 South Lewis, Tulsa, Oklahoma 74170

Published Date:

July 01, 1988

ROUTE TO

Senior Management
Operations
Other

Attn: Operations Officer, Cashier, Fail-Control Department

On June 28,1988, the United States District Court for the Northern District of Oklahoma appointed a SIPC trustee for the above firm.

Members may use the "immediate close-out" procedures as provided in Section 59(i) of the NASD's Uniform Practice Code to close out open OTC contracts. Also, MSRB Rule G-12(h) provides that members may use the above procedures to close out transactions in municipal securities.

Questions regarding the firm should be directed to:

SIPC Trustee
P. David Newsome, Jr., Esquire
Conner & Winters
2400 First National Tower
Tulsa, Oklahoma 74130
Telephone: (918) 586-8555