Appointment of SIPC Trustee for Three Firms
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On September 12, 1991, the United States District Court for the Eastern District of Texas (Tyler) appointed a Securities Investor Protection Corporation (SIPC) trustee for:
Affiliated Security Brokers, Inc.
115 East Erwin Street
Tyler, TX 75702.
Questions regarding the firm should be directed to SIPC trustee:
Wayne M. Secore, Esquire
DeHay & Blanchard 2500 S. Tower (L.B. 201)
600 N. Pearl Street
Plaza of the Americas
Dallas, TX 75201.
On September 13, 1991, SIPC began a direct payment proceeding for:
Cooper-Daher Securities, Inc.
657 Mission Street, Suite 601
San Francisco, CA 94105.
Questions regarding the firm should be directed to:
Securities Investor Protection Corporation
805 15th Street, NW, Suite 800
Washington, DC 20005-2207.
On October 8, 1991, the United States District Court for the Northern District of Texas appointed an SIPC trustee for:
T.L. Reed Securities, Inc.
300 E. Carpenter Freeway 1400
Irving, TX 75062.
Questions regarding the firm should be directed to SIPC trustee:
Jack Kinzie, Esquire
Baker & Botts 800 Trammell Crow Center
2001 Ross Avenue Dallas, TX 75201-2916.
Members may use the "immediate close-out" procedures as provided in Section 59(i) of the NASD's Uniform Practice Code to close out open over-the-counter contracts. Also, Municipal Securities Rulemaking Board Rule G-12(h) provides that members may use the above procedures to close out transactions in municipal securities.