For Your Information
Year 2000 Program Addresses Challenges Faced By Automated Systems
Web Site Adds Treasury Department Connection
New SEC Options Haircuts Take Effect September 1, 1997
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.