Notices

Information Notice – 2/3/21
Exercise Cut-Off Time for Expiring Options
Wednesday, February 03, 2021
Information Notice - 2/9/12
January 2012 Supplement to the Options Disclosure Document
Thursday, February 09, 2012
Information Notice - 01/07/11
January 2011 Supplement to the Options Disclosure Document
Monday, February 07, 2011
Information Notice 6/15/10
May 2010 Supplement to the Options Disclosure Document
Tuesday, June 15, 2010
Information Notice 12/29/09
December 2009 Supplement to the Options Disclosure Document
Tuesday, December 29, 2009
Regulatory Notice 08-73
SEC Approves Amendments to NASD Rule 2220 to Update the Standards for Options Communications
Friday, December 05, 2008
Information Notice - 8/26/08
June 2008 Supplement to the Options Disclosure Document
Tuesday, August 26, 2008
Regulatory Notice 08-28
SEC Approves Amendments to Eliminate the Requirement for the Senior Registered and Compliance Registered Options Principals (SROP and CROP)
Thursday, May 22, 2008
Notice to Members 05-03
NASD Provides Updated Options Exemption Listing for the Trading Activity Fee
Friday, January 07, 2005