I want to express my strong opposition to FINRA’s Proposed Rule 3290. As a an investor who personally owns digital assets and utilizes a registered advisor, I am deeply concerned about the proposed restrictions requiring financial advisors to seek approval from their broker/dealer before engaging in personal crypto asset investments.
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Anonymous Comment On Regulatory Notice 25-05
I want to express my strong opposition to FINRA’s Proposed Rule 3290. As a an investor who personally owns digital assets and utilizes a registered advisor, I am deeply concerned about the proposed restrictions requiring financial advisors to seek approval from their broker/dealer before engaging in personal crypto asset investments.