G Swienton Comment On Regulatory Notice 25-05 G Swienton RIA owner / dual registered This is the first time commenting on a proposed regulatory notice. Having read the various pros and cons of Regulatory Notice 25-05, I am respectfully asking that this not be adopted in the current form.Thank you.
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G Swienton Comment On Regulatory Notice 25-05
This is the first time commenting on a proposed regulatory notice. Having read the various pros and cons of Regulatory Notice 25-05, I am respectfully asking that this not be adopted in the current form.
Thank you.