We wanted to add a comment to section G5 related to the impact of AI agents to current workflows. AI agents have the capability now to scrape data off the internet and complete forms like a person would, they can also adapt rapidly and learn based on the success rate of the workflow, there are already instances where agentic AI was banned because of the potential for misuse like the recent ban on agentic applications to jobs on Linkedin. We think on top of detecting synthetic content and generative AI manipulation, a new rule to detect and ban agentic AI from completing forms or limit the amount of automation that an AI agent can do is going to be necessary to protect people in the future.
We also want to echo the urgency for synthetic content detection, including audio, video, text and images that other deep fake detection professionals have called out.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Nina Moss Comment On Regulatory Notice 25-07
We wanted to add a comment to section G5 related to the impact of AI agents to current workflows. AI agents have the capability now to scrape data off the internet and complete forms like a person would, they can also adapt rapidly and learn based on the success rate of the workflow, there are already instances where agentic AI was banned because of the potential for misuse like the recent ban on agentic applications to jobs on Linkedin. We think on top of detecting synthetic content and generative AI manipulation, a new rule to detect and ban agentic AI from completing forms or limit the amount of automation that an AI agent can do is going to be necessary to protect people in the future.
We also want to echo the urgency for synthetic content detection, including audio, video, text and images that other deep fake detection professionals have called out.