I do not support FINRA Regulatory Notice 25-05 and Proposed Rule 3290. Prohibiting a financial advisor who holds a FINRA license from personally investing in any crypto asset without first getting written approval from their broker/dealer as well as applying this rule to the advisor’s spouse, partner, children and anyone else living in the household is ridiculous and backwards thinking.
I'm not sure how this proposed rule came to be, but please stop this before implementation.
If you do implement this overreaching rule, it will be undone by other branches of government and you will have permanently harmed FINRA's reputation and standing.
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Ted Ripperger Comment On Regulatory Notice 25-05
I do not support FINRA Regulatory Notice 25-05 and Proposed Rule 3290. Prohibiting a financial advisor who holds a FINRA license from personally investing in any crypto asset without first getting written approval from their broker/dealer as well as applying this rule to the advisor’s spouse, partner, children and anyone else living in the household is ridiculous and backwards thinking.
I'm not sure how this proposed rule came to be, but please stop this before implementation.
If you do implement this overreaching rule, it will be undone by other branches of government and you will have permanently harmed FINRA's reputation and standing.
Thank you.
Ted Ripperger