Vince Calvaruso Comment On Regulatory Notice 26-06
Vince Calvaruso
Registered Representative
When a RR receives a “No Action Letter,” such should be removed from BrokerCheck because the client has not shown its case has merit;
An arbitration 20+ years old under $5,000.00 should be removed from BrokerCheck without the RR having to pay court fees in an attempt to have it removed.
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Vince Calvaruso Comment On Regulatory Notice 26-06