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Information Notice - 8/3/10

FINRA Reminds Firms of Upcoming Changes to BrokerCheck

Published Date:

In this Notice, FINRA reminds member firms of changes to BrokerCheck it will implement on August 23, 2010, and the steps firms and individuals may take with respect to these changes prior to implementation.

Questions about this Notice should be directed to Richard E. Pullano, Associate Vice President and Chief Counsel, Registration and Disclosure, at (240) 386-4821.