Information Notice - 9/7/10
August 2010 Supplement to the Security Futures Risk Disclosure Statement
Effective Date: October 7, 2010
FINRA has released the August 2010 Supplement (Supplement) to the October 2002 Security Futures Risk Disclosure Statement (Statement). The Statement contains general disclosures on the characteristics and risks of security futures. The Supplement adds new disclosure to accommodate proposed changes by OneChicago, LLC to list a class of security futures for which adjustments will be made for ordinary dividends. The Supplement should be read in conjunction with the current Statement, both of which are available at www.finra.org/issues/securityfutures.
Questions regarding this Notice may be directed to Matthew E. Vitek, Counsel, Office of General Counsel, at (202) 728-8156.