Information Notice - 10/18/13 | FINRA.org

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Information Notice - 10/18/13

Continuing Education Planning

Published Date:

On October 18, 2013, the Securities Industry/Regulatory Council on Continuing Education (the Council) released the semi-annual Firm Element Advisory (FEA) (see Regulatory Notice 13-33). The Council suggests that firms consult the FEA when developing their Firm Element training needs analysis.