SR-FINRA-2009-060
Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 8210 to clarify the scope of the rule and to clarify certain issues with regard to service of requests made pursuant to the rule.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 157.45 KB | |
| Federal Register Notice | PDF - 60.4 KB | |
| Extension No. 1 | PDF - 23.68 KB | |
| Response to Comments | PDF - 30.49 KB | |
| Extension No. 2 | PDF - 23.47 KB | |
| Extension No. 3 | PDF - 23.68 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 41.83 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 26.89 KB | |
| Approval Order | PDF - 219.45 KB |