SR-FINRA-2011-042
Proposed Rule Change Relating to Fee for the Operations Professional Examination
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Schedule A to the FINRA By-Laws to establish a fee for the new Operations Professional Examination ("Series 99").
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 88.11 KB | |
| Notice of Filing and Immediate Effectiveness | PDF - 153.52 KB | |
| Notice of Filing and Immediate Effectiveness (Correction) | PDF - 137.43 KB |