SR-FINRA-2011-068
Proposed Rule Change to Amend FINRA Rule 6121.01 (Trading Pauses)
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("Commission") a proposed rule change to amend FINRA Rule 6121.01 (Trading Pauses) to exclude all rights and warrants from the trading pause pilot.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 70.62 KB | |
| Notice of Filing and Immediate Effectiveness | PDF - 150.72 KB |