Proposed Rule Change to Amend FINRA's Customer and Industry Codes of Arbitration Procedure to Raise the Limit for Simplified Arbitration from $25,000 to $50,000
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA’s Customer and Industry Codes of Arbitration Procedure to raise the limit for simplified arbitration from $25,000 to $50,000.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 64.42 KB | |
| Federal Register Notice | PDF - 151.5 KB | |
| Extension No. 1 | PDF - 25.94 KB | |
| Response to Comments | PDF - 158.21 KB | |
| Approval Order | PDF - 176.55 KB |