SR-FINRA-2012-050
Proposed Rule Change to Adopt a Supplementary Schedule for Derivatives and Other Off-Balance Sheet Items Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt a supplementary schedule for derivatives and other off-balance sheet items pursuant to FINRA Rule 4524 (Supplemental FOCUS Information).
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 834.88 KB | |
| Federal Register Notice | PDF - 202.81 KB | |
| Extension No. 1 | PDF - 27.02 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 172.74 KB | |
| Approval Order | PDF - 204.03 KB |