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SR-FINRA-2014-013

Proposed Rule Change to Extend the Clearly Erroneous Pilot Program for Exchange-Listed Securities

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("Commission") a proposal to extend a pilot program related to FINRA Rule 11892, entitled "Clearly Erroneous Transactions in Exchange-Listed Securities."

Title Format - Size Status
Text of Proposed Rule Change PDF - 84.44 KB
Notice of Filing and Immediate Effectiveness PDF - 201.5 KB