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Proposed Rule Change to Adopt FINRA Rule 4553 to Establish a Fee Schedule for Access to Alternative Trading System Volume Information Published on FINRA’s Website

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 4553 (Fees for ATS Data) to establish a fee schedule for optional professional access to alternative trading system (“ATS”) volume information published by FINRA on its website.

Title Format - Size Status
Text of Proposed Rule Change PDF - 2.93 MB
Federal Register Notice PDF - 208.46 KB
Response to Comments PDF - 233.74 KB
Approval Order PDF - 200.99 KB