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SR-FINRA-2014-021

Proposed Rule Change to Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 11892 to add new provisions to address multi-day clearly erroneous events, transactions occurring during trading halts, and to make non-substantive clarifications to the rule.

Title Format - Size Status
Text of Proposed Rule Change PDF - 114.04 KB
Federal Register Notice PDF - 203.52 KB
Approval Order PDF - 179.64 KB