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Proposed Rule Change to Revise the Implementation Date for the Supplemental Inventory Schedule Approved Pursuant to SR-FINRA-2014-025

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to revise the implementation date for the Supplemental Inventory Schedule (“SIS”), as approved in SR-FINRA-2014-025. The due date for the first SIS, disclosing inventory positions for the reporting period ending December 31, 2014, will be January 30, 2015.

Title Format - Size Status
Text of Proposed Rule Change PDF - 50.43 KB
Notice of Filing and Immediate Effectiveness PDF - 194.7 KB