Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.


Proposed Rule Change to Modify the Gross Income Assessment Pricing Structure

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to modify the Gross Income Assessment pricing structure in Section 1(c) of Schedule A to the FINRA By-Laws.

Title Format - Size Status
Text of Proposed Rule Change PDF - 124.51 KB
Notice of Filing and Immediate Effectiveness PDF - 199.35 KB