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Proposed Rule Change Relating to In Concert Reporting of Options Positions

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 2360(b)(5) regarding reporting of options positions to codify an existing requirement that the reporting rules apply to all accounts acting in concert, consistent with the application of the reporting rules of the options exchanges.

Title Format - Size Status
Text of Proposed Rule Change PDF - 70.89 KB
Notice of Filing and Immediate Effectiveness PDF - 200.63 KB