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Proposed Rule Change to Adopt FINRA Rule 2272 to Govern Sales or Offers of Sales of Securities on the Premises of Any Military Installation to Members of the U.S. Armed Forces or their Dependents

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 2272, which would govern sales or offers of sales of securities on the premises of any military installation to members of the U.S. Armed Forces or their dependents.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 85.65 KB
Federal Register Notice PDF - 200.83 KB
Extension No. 1 PDF - 64.19 KB
Response to Comments PDF - 246.67 KB
Approval Order PDF - 186.83 KB