Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

SR-FINRA-2015-010

Proposed Rule Change to Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) to extend the Tier Size Pilot, which currently is scheduled to expire on May 15, 2015, for an additional three months, until August 14, 2015.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 85.32 KB
Notice of Filing and Immediate Effectiveness PDF - 195.62 KB