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Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting) to Require Members to Report Transactions in TRACE-Eligible Securities As Soon As Practicable

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to codify that members are required to report transactions in TRACE-Eligible Securities subject to dissemination as soon as practicable.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 84.59 KB
Federal Register Notice PDF - 201.15 KB
Response to Comments PDF - 212.44 KB
Approval Order PDF - 199.17 KB