Skip to main content
Welcome to the new Learn more about our updates.
Create your own user feedback survey

Proposed Rule to Establish Fees for Funding Portals

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt Section 15 of Schedule A to the FINRA By-Laws (“Section 15”) governing fees for funding portals that are FINRA members.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 157.27 KB
Notice of Filing and Immediate Effectiveness PDF - 334.36 KB