Skip to main content
Welcome to the new Learn more about our updates.
Create your own user feedback survey

Proposed Rule Change Relating to the New Securities Trader Qualification Examination (Series 57)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) the content outline and selection specifications for the new Securities Trader qualification examination (Series 57). FINRA is not proposing any textual changes to the By-Laws, Schedules to the By-Laws or Rules of FINRA.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 1000.87 KB
Notice of Filing and Immediate Effectiveness PDF - 200.07 KB