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Proposed Rule Change to Establish An Examination Fee for the Securities Trader Qualification Examination (Series 57)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 4(c) of Schedule A to the FINRA By-Laws to establish an examination fee for the Securities Trader qualification examination (Series 57).

Title Format - Size Status
Text of the Proposed Rule Change PDF - 76.51 KB
Notice of Filing and Immediate Effectiveness PDF - 199.52 KB