Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.


Proposed Rule Change to Amend Rule 7620A Relating to FINRA/Nasdaq Trade Reporting Facility Fees

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7620A to modify certain fees applicable to members that use the FINRA/Nasdaq Trade Reporting Facility (the “FINRA/Nasdaq TRF”).

This filing replaces SR-FINRA-2015-049, which was filed on November 16, 2015 and withdrawn on November 25, 2015.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 116.95 KB
Notice of Filing and Immediate Effectiveness PDF - 200.72 KB