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Proposed Rule Change to Modify the Dissemination Protocols for TRACE-Eligible Securities

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to modify the dissemination protocols for TRACE-Eligible Securities to disseminate a new alternative trading system (“ATS”) contra-party type and ATS indicator.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 78.25 KB
Notice of Filing and Immediate Effectiveness PDF - 199.1 KB