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SR-FINRA-2016-025

Proposed Rule Change Relating to the Fee for the Regulatory Element of Continuing Education

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 4 of Schedule A to the FINRA By-Laws to address the transition of the Regulatory Element of Continuing Education (“CE”) to the FINRA CE Online System®.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 66.1 KB
Notice of Filing and Immediate Effectiveness PDF - 200.78 KB