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SR-FINRA-2016-027

Proposed Rule Change Relating to the Reporting of U.S. Treasury Securities to the Trade Reporting and Compliance Engine

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to expand the Trade Reporting and Compliance Engine (“TRACE”) reporting rules to include most secondary market transactions in marketable U.S. Treasury securities.  Under the proposed rule change, transaction information in these securities would not be disseminated to the public.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 375.38 KB
Federal Register Notice PDF - 253.25 KB
Extension No. 1 PDF - 60.3 KB
Response to Comments PDF - 735.63 KB
Amendment No. 1 to Proposed Rule Change PDF - 64.29 KB
Approval Order PDF - 248.8 KB