Proposed Rule Change to Modify Fees and Transaction Credits for the FINRA/NYSE Trade Reporting Facility
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the FINRA Rule 7600B Series to modify fees and transaction credits applicable to members that use the FINRA/NYSE Trade Reporting Facility (the “FINRA/NYSE TRF”).
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 137.77 KB | |
| Notice of Filing and Immediate Effectiveness | PDF - 214.57 KB |