SR-FINRA-2016-045
Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 4554 to require alternative trading systems (“ATSs”) to submit additional order information to FINRA.
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 66.05 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 216.77 KB | New |