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SR-FINRA-2016-045

Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 4554 to require alternative trading systems (“ATSs”) to submit additional order information to FINRA.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 66.05 KB
Notice of Filing and Immediate Effectiveness PDF - 216.77 KB New