Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update cross-references and make other non-substantive changes within FINRA rules, due in part to the adoption of a new consolidated FINRA rule.
|Title||Format - Size||Status|
|Text of the Proposed Rule Change||PDF - 73.26 KB|
|Notice of Filing and Immediate Effectiveness||PDF - 195.54 KB|