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SR-FINRA-2017-017

Proposed Rule Change to Adopt FINRA Rule 6898 (Consolidated Audit Trail - Fee Dispute Resolution)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 6898 (Consolidated Audit Trail – Fee Dispute Resolution) to establish the procedures for resolving potential disputes related to CAT fees charged to industry members.

This filing has been withdrawn and replaced with SR-FINRA-2017-020.

Title Format - Size Status
Withdrawal of Proposed Rule Change PDF - 28.26 KB