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Proposed Rule Change to Amend FINRA Rule 7730 to Make Available a New TRACE Security Activity Report

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7730 to make available a new TRACE Security Activity Report.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 77.07 KB
Federal Register Notice PDF - 217.41 KB
Response to Comments PDF - 2.71 MB
Approval Order PDF - 209.04 KB