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SR-FINRA-2017-031

Proposed Rule Change to Amend FINRA Rule 6121 to Reflect Recent Amendments to the Regulation NMS Plan to Address Extraordinary Market Volatility

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) to reflect recent amendments to the Regulation NMS Plan to Address Extraordinary Volatility (“Plan”) regarding the resumption of trading in a security subject to the Plan.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 81.72 KB
Notice of Filing and Immediate Effectiveness PDF - 212.83 KB