Skip to main content
Welcome to the new FINRA.org. Learn more about our updates.
Create your own user feedback survey
SR-FINRA-2017-033

Proposed Rule Change to Amend Rule 7730 to Establish Fees for the New TRACE Security Activity Report and End-of-Day TRACE Transaction File

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 7730 to establish fees for the new TRACE Security Activity Report and End-of-Day TRACE Transaction File.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 86.85 KB
Notice of Filing and Immediate Effectiveness PDF - 211.6 KB