Skip to main content

Proposed Rule Change to Make Technical and Other Non-Substantive Changes within FINRA Rules

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to make technical and other non-substantive changes within FINRA rules. 

Title Format - Size Status
Text of Proposed Rule Change PDF - 91.74 KB
Notice of Filing and Immediate Effectiveness PDF - 228.42 KB