Skip to main content

Proposed Rule Change Relating to the New Securities Industry Essentials (SIE) Examination

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) the content outline and selection specifications for the new Securities Industry Essentials™ (SIE™) examination. FINRA is not proposing any textual changes to the By-Laws, Schedules to the By-Laws or Rules of FINRA.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 1.09 MB
Notice of Filing and Immediate Effectiveness PDF - 232.02 KB