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SR-FINRA-2018-015

Proposed Rule Change to Amend FINRA Rule 6433 to Adopt the OTC Quotation Tier Pilot as Permanent

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) to adopt as permanent the minimum quotation sizes for OTC equity securities currently operating on a pilot basis, scheduled to expire on June 7, 2018.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 11.18 MB
Federal Register Notice PDF - 241.66 KB
Notice of Designation of a Longer Period for Commission Action PDF - 203.5 KB
Response to Comments PDF - 64.97 KB
Approval Order PDF - 250.55 KB