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Proposed Rule Change Relating to Statutory Disqualification Application Fees

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 12 to Schedule A of the FINRA By-Laws, regarding statutory disqualification application fees.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 225.36 KB
Notice of Filing and Immediate Effectiveness PDF - 215.56 KB