SR-FINRA-2018-018
Proposed Rule Change Relating to Statutory Disqualification Application Fees
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 12 to Schedule A of the FINRA By-Laws, regarding statutory disqualification application fees.
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 225.36 KB | |
| Notice of Filing and Immediate Effectiveness | PDF - 215.56 KB |