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Proposed Rule Change Relating to Test Results Information on the Content Outlines of FINRA Qualification Examinations

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) revisions relating to test results information on the content outlines of certain FINRA representative- and principal-level qualification examinations.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 1.4 MB
Notice of Filing and Immediate Effectiveness PDF - 196.5 KB