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SR-FINRA-2018-040

Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend paragraph (a)(3) of FINRA Rule 4512 (Customer Account Information) to permit the use of electronic signatures and to clarify the scope of the rule.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 232.5 KB
Federal Register Notice PDF - 214.83 KB
Extension No. 1 PDF - 197.25 KB
Notice of Designation of a Longer Period for Commission Action PDF - 233.72 KB
Approval Order PDF - 242.72 KB