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SR-FINRA-2019-007

Proposed Rule Change to Adopt FINRA Rule 7640B (Data Products Offered By NYSE)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 7640B (Data Products Offered By NYSE) to (1) describe FINRA’s practices relating to the distribution of market data for over-the-counter (“OTC”) transactions in NMS stocks generated through the operation of the FINRA/NYSE Trade Reporting Facility (“FINRA/NYSE TRF”) by NYSE Market (DE), Inc. (“NYSE Market”) and its affiliate, New York Stock Exchange LLC (“NYSE”); and (2) identify NYSE products that distribute FINRA/NYSE TRF data to third parties.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 278.98 KB
Notice of Filing and Immediate Effectiveness PDF - 240.8 KB