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SR-FINRA-2019-014

Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6730 (Transaction Reporting) to provide members additional time to report to the Transaction Reporting and Compliance Engine (“TRACE”) transactions in U.S. Treasury Securities executed to hedge a primary market transaction, and to adopt a new modifier to identify such transactions.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 240.62 KB
Federal Register Notice PDF - 256.23 KB
Notice of Designation of a Longer Period for Commission Action PDF - 208.49 KB
Approval Order PDF - 289.24 KB