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SR-FINRA-2019-019

Proposed Rule Change to Expand OTC Equity Trading Volume Data Published on FINRA’s Website

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rules 6110 and 6610 to expand the summary firm data relating to over-the-counter (“OTC”) equity trading that FINRA publishes on its website.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 3.47 MB
Federal Register Notice PDF - 323.72 KB
Approval Order PDF - 305.07 KB