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SR-FINRA-2020-002

Proposed Rule Change to Amend FINRA Rule 11900 (Clearance of Corporate Debt Securities) to Except Certain Transactions in Corporate Debt Securities

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 11900 (Clearance of Corporate Debt Securities) to except certain transactions in corporate debt securities.  

Title Format - Size Status
Text of the Proposed Rule Change PDF - 313.96 KB
Notice of Filing and Immediate Effectiveness PDF - 119.26 KB